DAVID D. DOWD, JR., District Judge.
This action arising under 42 U.S.C. § 1983 was initially filed in the Common Pleas Court of Summit County by plaintiff Seata Stephens ("Seata" or "Plaintiff") in her capacity as the wife and administratrix of the estate of the deceased Jeffery L. Stephens, Sr. ("Jeffery Sr."). The case was removed to this court by the defendants, the City of Akron ("the City"), and Akron police officers Michael Miles and Joseph Sidoti (collectively, "Defendants").
The primary event giving rise to the complaint was the shooting death of Plaintiff's husband by officers Miles and Sidoti during the early morning hours of July 5, 2008. What began as a Fourth of July holiday celebration among family and friends morphed into an urgent 911 call, and ultimately ended with the tragic death of Jeffery Sr. under a hail of police bullets. This lawsuit ensued.
Following discovery, Defendants moved for summary judgment. Specifically, officers
For the reasons that follow, the Court concludes that officers Miles and Sidoti are not entitled to summary judgment on qualified immunity given the conflict in the relevant testimony regarding the facts surrounding the shooting death of Jeffery Sr. Nor are they entitled to summary judgment on immunity under Ohio Revised Code § 2744.03(A)(6). The City, however, is entitled to summary judgment, as Plaintiff's Monell claim fails as a matter of law, and the City is statutorily immune from Plaintiff's state law claims.
During a social get-together at the Stephens' home at 1000 Celina, during the early morning hours of July 5, following a fireworks display earlier in the evening, the son of the decedent, Jeffrey Stephens, Jr. ("Jeffery Jr."), and a social friend by the name of Reggie Valentine, began to argue and physically tussle before Valentine departed the 1000 Celina address. He returned later to retrieve his daughter, who was asleep in the Stephens' home, and the argument and cussing continued. After Valentine left with his daughter, he returned. The deposition testimony of Seata Stephens follows as she describes the subsequent firing of weapons:
From the time Seata solicited assistance from the Akron Police Department by a 911 call until her husband was shot and killed, less than 3 minutes expired. The Akron Police Department Report of Investigation involving the shooting contains a description of the relevant radio transmissions and times recorded by the Akron Communications Center as follows:
It is beyond dispute that when Jeffery Sr. and his son left the residence at 1000 Celina, moving in the direction of the departed Reggie Valentine, that Jeffrey Sr. had possession of the firearm that Seata had previously used in an attempt to scare off Valentine.
The Akron Police Department took a statement from Officer Sidoti on July 8, 2008.
In summary, Officer Sidoti, during the police interview, described the shooting as follows:
Officer Sidoti was subsequently deposed on Monday, October 5, 2009, and he described the shooting in the following colloquy:
The Akron Police Department officials took a statement from Officer Miles on July 8, 2008, three days after the fatal shooting.
During the July 8, 2008 interview, the following colloquy took place:
During the Miles deposition taken on October 5, 2009, some 15 months after the fatal shooting, the following colloquy took place:
In addition to providing the information that his father had obtained the firearm from his mother, Jeffrey Jr. describes the arrival of the police cruiser with the two officers, that Jeffrey Jr. and his father informed the officers that the shooter had gone in a certain direction, and that subsequently, Jeffrey Jr. was ordered to the ground, handcuffed and then heard the shots in a period of three seconds that resulted in the shooting-death of his father. The relevant testimony of Jeffrey Jr. regarding the firearm that his father had obtained from his mother follows:
Edna Jennings was deposed on April 30, 2010 and indicated on the day of the shooting she lived at 1015 Celina and was awakened by shots in the area. Her relevant testimony follows:
It is apparent that there are material facts in dispute in connection with the fatal shooting.
First, there is a factual dispute as to whether the decedent was armed at the time of the shooting. The decedent's son testified that his father threw the gun down as the police approached. Officer Sidoti contends that the decedent had a firearm in his waistband and declared that the gun never came out prior to the shooting. Officer Miles was ambivalent about the firearm when initially questioned by the Akron Police Department, at first unable to recall whether Jeffery Sr. was holding the gun at all, and then, apparently remembering seeing him hold it, unable to recall which hand it was in. At no point during the interview did he mention that Jeffery Sr. aimed the gun at him. Deposed fifteen months later, Miles declared that the decedent had the gun in his hand pointed at Miles. Finally, contrary to the officers' testimony that Jeffery Sr. refused to comply with their commands, Ms. Jennings declared that the decedent was part-way down to the ground in response to the officers' declaration to "get down" when the officers began shooting.
Summary judgment is appropriate "if the pleadings, the discovery and disclosure materials on file, and any affidavits, show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(c). A fact issue is "material" only if it could "affect the outcome of the suit under the governing law." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). A fact issue is genuine "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Id.
A principal purpose of the summary judgment procedure is to "isolate and dispose of factually unsupported claims." Celotex Corp. v. Catrett, 477 U.S. 317, 323-24, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). The party moving for summary judgment bears the burden of demonstrating the
The individual defendants maintain that qualified immunity shields them from liability for Plaintiff's § 1983 claim. The doctrine of qualified immunity protects "government officials ... from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). "[I]f officers of reasonable competence could disagree on [the legality of the action], immunity should be recognized," Malley v. Briggs, 475 U.S. 335, 341, 106 S.Ct. 1092, 89 L.Ed.2d 271 (1986), but "[i]f no reasonably competent officer would have taken the same action, then qualified immunity should be denied," Humphrey v. Mabry, 482 F.3d 840, 847 (6th Cir.2007). The plaintiff bears the burden of showing that the defendants are not entitled to qualified immunity. Livermore ex rel. Rohm v. Lubelan, 476 F.3d 397, 403 (6th Cir.2007).
Qualified immunity involves a two-part inquiry. First, the court asks whether, when resolving all factual disputes in favor of the party asserting the injury, the evidence suffices to show that the defendant's conduct violated a constitutional right. Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001). If the plaintiff meets the first part of the test, the court next asks "whether the right was clearly established ... in light of the specific context of the case." Id. "For a right to be clearly established, the contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right." Feathers v. Aey, 319 F.3d 843, 848 (6th Cir.2003). The defendant's good faith or subjective belief in the legality of the action is irrelevant. Anderson v. Creighton, 483 U.S. 635, 641, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987). "Although the application of qualified immunity comprises a legal issue, summary judgment is inappropriate when conflicting evidence creates subordinate predicate factual questions which must be resolved by a fact finder at trial." Painter v. Robertson, 185 F.3d 557, 567 (6th Cir.1999). The court may approach the two-part inquiry in any order it deems appropriate. Pearson v. Callahan, 555 U.S. 223, 129 S.Ct. 808, 818, 172 L.Ed.2d 565 (2009).
Plaintiff claims that Defendants are not entitled to qualified immunity because their conduct violated Jeffery Sr.'s clearly established Fourth Amendment right to be free from unreasonable use of force by a police officer. "[A]pprehension by the use of deadly force is a seizure subject to the reasonableness requirement of the Fourth Amendment." Tennessee v. Garner, 471 U.S. 1, 7, 105 S.Ct. 1694, 85 L.Ed.2d 1 (1985).
In such cases, the question is "whether the officers' actions are `objectively reasonable' in light of the facts and circumstances confronting them, without regard to their underlying intent or motivation." Graham v. Connor, 490 U.S. 386, 397, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989). This determination "requires a
"The intrusiveness of a seizure by means of deadly force is unmatched," and qualifies as reasonable only if "the officer has probable cause to believe that the suspect poses a significant threat of death or serious physical injury to the officer or others." Garner, 471 U.S. at 3, 105 S.Ct. 1694. Three factors guide the court's assessment of the reasonableness of the officer's use of force: (1) the severity of the crime at issue; (2) whether the suspect posed an immediate threat to the safety of the police officers or others; and (3) whether the suspect actively resisted arrest or attempted to evade arrest by flight. Smoak v. Hall, 460 F.3d 768, 783 (6th Cir.2006).
Accepting Plaintiff's version of events as true, the degree of force employed by the officers was not objectively reasonable. Here, whether the officers had probable cause to perceive a serious threat of harm depends on the resolution of numerous factual disputes. In Plaintiff's version, Jeffery Sr. committed no serious crime, was unarmed, and had begun to comply with the officers' commands to get down on the ground. Under such circumstances, the officers lacked any basis for believing the Jeffery Sr. posed a significant threat, making their decision to use deadly force objectively unreasonable. Indeed, "as a matter of law, an unarmed and nondangerous suspect has a constitutional right not to be shot by police officers." Floyd v. City of Detroit, 518 F.3d 398, 407 (6th Cir.2008). Because Plaintiff has produced adequate evidentiary support for her version of events and the Court is bound to accept that version as true for purposes of deciding the motion, summary judgment is not appropriate.
Defendants arguments to the contrary are unpersuasive. Throughout their briefs, Defendants persist in failing to view the facts in the light most favorable to Plaintiff. Most notably, they refuse to accept Jeffery Jr.'s testimony that he told his father to jettison the gun and saw it laying in the nearby lawn just prior to the shooting.
The officers' conflicting accounts of the incident further cloud the factual picture. Sidoti testified unequivocally that he shot Jeffery Sr. in an effort to defend Officer Miles, firing just as Jeffery Sr. was reaching for the gun, preventing Jeffery Sr. from ever aiming at Miles. In his interview shortly after the shooting, Miles claimed that he saw the butt of a gun, then saw the gun in Jeffery Sr.'s hand, and essentially could not remember what happened after that. During the entire interview, Miles never once mentioned that Jeffery Sr. aimed the gun at him. Then, at his deposition taken 15 months later, Miles testified confidently that he fired after seeing Jeffery Sr. point the gun directly at him. While the court recognizes the rapidly developing nature of the encounter, this is not a "minor conflict of perception," see Gaddis ex rel. Gaddis v. Redford Twp., 364 F.3d 763, 773 (6th Cir.2004); rather, the officers' competing versions of the shooting simply cannot co-exist. Sidoti's account leaves no room for the gun to have been pointed at Miles, since he testified to shooting Jeffery Sr. as soon as he perceived a movement toward the gun, leaving Jeffery Sr. no chance to draw the weapon, let alone aim it at Miles. This conflict casts doubt on the officers' credibility, lending additional support for Plaintiff's version and bolstering the need for a jury determination of the disputed facts. See Adams v. Metiva, 31 F.3d 375, 387 (6th Cir.1994) (where the immunity question turns on disputed issues of fact, "[i]t is the province of the jury, not the court, to decide on the credibility of the defendant's account of the need for force").
The case analogies Defendants draw further reflect their refusal to view the facts in the light most favorable to the Plaintiff. In their reply brief, Defendants rely on two unpublished decisions, Wolfanger v. Laurel County, Ky., 308 Fed.Appx 866 (6th Cir.2009), and Burnette v. Gee, 137 Fed.Appx. 806 (6th Cir.2005), to support their invocation of qualified immunity. But acceptance of the facts favoring Plaintiff's version of events renders both Wolfanger and Burnette distinguishable.
In Wolfanger, the police responded to a 911 call the plaintiff made following a minor family dispute with her husband. During the call, she told the dispatchers that her husband was armed with a handgun, depressed and on pain medication, and might be a danger to himself or others. After the plaintiff's daughter directed the officer to the area where the husband was standing, the officer approached the suspect and ordered him to drop his weapon. The husband told the officer to get off
The instant case is distinguishable on numerous fronts. Wolfanger is a typical case where the death of the suspect left the officer as the only witness to the shooting. The officer's account therefore stood unrebutted by definition. Here, by contrast, Jeffery Jr. was walking with his father when the police stopped them, and remained present at the scene throughout the incident. Jeffery Jr. told his father to discard the gun and claims he saw it lying in the lawn just before the shooting. In Wolfanger, on the other hand, the officer knew before he arrived that the decedent was armed, and no evidence suggested that he made any attempt to discard the weapon. Nor was there any evidence that the decedent attempted to comply with the officer's command to drop the gun, whereas in this case Ms. Jennings testified that Jeffery Sr. obeyed the officers' directions to get on the ground just before he was shot. Thus, the undisputed evidence in Wolfanger demonstrated that the officer knew, prior to the encounter, that the suspect was armed and potentially dangerous, and that, when confronted, the suspect resisted police orders and aimed a gun at the officer, all of which prompted the officer to fire a single shot. In this case, construing the facts in Plaintiff's favor, the officers confronted an unarmed individual who had committed no serious offense and began complying with their orders, and responded to the situation by firing twenty-two bullets at him in a three-second span. Having presented significant evidence contradicting the officers' account of the shooting, Plaintiff succeeds where the plaintiff in Wolfanger failed, successfully carrying her burden to defeat the officers' motion for summary judgment on qualified immunity.
Burnette is similarly inapposite. That case began with an urgent 911 call placed after a family member discovered Don Mark Wilson unconscious in his trailer after attempting suicide by ingesting an overdose of prescription medication. When the paramedics arrived, they called for police assistance. A paramedic entered the trailer, found Wilson awake and sitting on the bed, and tried to get him to go the hospital. Wilson refused and, according to the paramedic, grabbed a rifle. When the paramedic told Wilson that law enforcement was on its way, Wilson said "he would shoot anyone who tried to take him away." Burnette, 137 Fed.Appx. at 807. Sheriff Gee arrived and learned that a suicide was in progress, that the suicidal subject was armed and had threatened the paramedic. Although Wilson's mother and her husband were present when Sheriff
Invoking § 1983, Wilson's mother sued on behalf of his estate. Because Wilson was deceased and thus could not offer a competing version of the facts, the district court accepted Gee's account as true and found that the officer did not violate Wilson's Fourth Amendment rights. The Sixth Circuit affirmed, finding "no reasonable basis for overturning the district court's finding that Wilson reached for or raised his rifle and struggled with Sheriff Gee over the weapon, and that as a consequence, Sheriff Gee reasonably feared for his life when he shot Wilson." Id. at 810. Like Wolfanger—and unlike the case at bar—Burnette is another straightforward case where the police officer is the only witness who lives to tell about the shooting. There, the undisputed facts established that the officer knew the suspect was armed and dangerous and that, when confronted, the suspect pointed a rifle at the officer and fought with him for possession of the gun. Those facts left no genuine issue regarding the reasonableness of Sheriff Gee's decision to employ deadly force. Here, factual disputes bearing on the reasonableness inquiry abound, precluding summary judgment in the officers' favor.
Finally, the legitimately undisputed facts Defendants properly rely upon for support—that the two men were walking at a brisk pace, single-file, away from the site of the reported shooting; Jeffery Jr. was shirtless (which, in the officers' experience, was indicative of involvement in a fight); and both men exhibited an excited demeanor—fall far short of justifying the use of deadly force. As stated previously, the Constitution prohibits the police from shooting an unarmed, nondangerous suspect, Floyd, 518 F.3d at 407, with the danger presented by a suspect judged "based on the facts known to the officer at the time of the incident, not on hindsight." Jefferson v. Lewis, 594 F.3d 454, 461 (6th Cir.2010). "[O]nly in rare instances may an officer seize a suspect by use of deadly force." Sample v. Bailey, 409 F.3d 689, 697 (6th Cir.2005) (quoting Whitlow v. City of Louisville, 39 Fed.Appx. 297, 302-03 (6th Cir.2002)). In short, the undisputed facts fail to establish that Jeffery Sr. presented a danger sufficient to justify the officers' use of deadly force; a jury must resolve these factual disputes to determine whether this case presents one of those rare instances. Because "the legal question of qualified immunity turns upon which version of the facts one accepts, the jury, not the judge, must determine liability." See Sova v. City of Mt. Pleasant, 142 F.3d 898, 903 (6th Cir.1998).
The law clearly establishes that an officer may not use deadly force to seize an unarmed suspect. Taking Plaintiff's allegations as true, when the officers shot Jeffery Sr.: (1) he was not armed; (2) he had committed no serious offense; (3) he was in the process of complying with the officer's commands; and (4) he did not present an objectively reasonable threat to the safety of the officers or anyone else. Following the Supreme Court's decision in Garner, the Sixth Circuit has repeatedly held that a reasonable officer would understand
Because Plaintiff presents a conflicting versions of the facts that, if proven, would establish a violation of clearly established constitutional rights, the Court concludes that the officers are not entitled to summary judgment on the issue of qualified immunity.
Defendants also move for summary adjudication of Plaintiffs' § 1983 claims against the City of Akron. To prevail on a § 1983 claim against a municipality, a plaintiff must show: (1) that he or she suffered a deprivation of a constitutionally protected interest; and (2) that the deprivation was caused by an official policy, custom, or usage of the municipality. Monell v. New York Dep't of Social Servs., 436 U.S. 658, 690-91, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). Municipal liability for unconstitutional acts of employees cannot be established on the basis of respondeat superior, but rather requires proof that the municipality's policy or custom caused the harm. Id. at 694, 98 S.Ct. 2018.
First, Defendants argue that the Monell claim fails because Plaintiff cannot demonstrate an underlying constitutional violation. See City of Los Angeles v. Heller, 475 U.S. 796, 799, 106 S.Ct. 1571, 89 L.Ed.2d 806 (1986). Due to the existence of genuine issues of material fact as to the underlying constitutional violation, this argument lacks merit.
Second, Defendants assert that Plaintiff has failed to produce any evidence of a relevant city policy or practice that would support Monell liability. Eschewing the accusation in her complaint that the City failed to adequately train its officers in the use of deadly force, Plaintiff instead premises her Monell claim the City's alleged failure to: (1) train its officers on obtaining descriptions of suspects; and (2) train its 911 dispatch operators to handle to reports of a shooting and to relay descriptions of suspects to the responding officers.
Inadequate police training can support municipal liability "only where the failure to train amounts to deliberate indifference to the rights of the persons with whom the police come into contact." City of Canton v. Harris, 489 U.S. 378, 388, 109 S.Ct. 1197, 103 L.Ed.2d 412 (1989). Such conditions arise when "in light of the duties assigned to specific officers or employees the need for more or different training is so obvious, and the inadequacy so likely to result in the violation of constitutional rights, that the policymakers of the city can reasonably be said to have been deliberately indifferent to the need." Id. at 390, 109 S.Ct. 1197.
By linking her Monell claim to the officers' alleged failure to obtain, and the dispatcher's alleged failure to supply, a description of Valentine, Plaintiff dooms her claim as a matter of law. Even assuming that the dispatcher was not properly trained to handle such an emergency situation, and that a properly trained dispatcher
Officers Sidoti and Miles rushed to the scene in response to Seata's initial 911 call, which Seata ended by hanging up, and during which she did not give the dispatcher a detailed description of Valentine. The officers arrived on the scene and stopped Jeffery Sr. and Jeffery Jr. very shortly after receiving the dispatch, less than a minute later. Meanwhile, the dispatcher called Seata back and, during this second conversation, received a description of Valentine. But the tape recording of this second call contains the sounds of the gunfire that killed Jeffery Sr., not long after Seata supplied the description. Thus, even with the description in hand, in this case the dispatcher had no time to relay it to the officers quickly enough to aid them in their seizure of Jeffery Sr. In order to prevail on a Monell claim, "[t]here must be a `direct causal link' between the policy (or lack of policy) and the alleged constitutional violation such that the [municipality]'s `deliberate conduct' can be deemed the `moving force' behind the violation." Graham v. County of Washtenaw, 358 F.3d 377, 383 (6th Cir. 2004) (quoting Waters v. City of Morristown, 242 F.3d 353, 361 (6th Cir.2001)). Because a properly trained dispatcher could not have radioed the description of Valentine to the officers prior to their encounter with the decedent, Plaintiff cannot establish that the alleged failure to train caused the constitutional injury she complains of.
And the officers certainly were under no constitutional duty to sit in the police cruiser until they received a detailed description of the suspect. Responding to reports of shots fired, the officers encountered Jeffery Sr. and Jr. walking hurriedly and excitedly away from the scene. While the reasonableness of the quantum of force they used to effectuate the seizure remains subject to determination pending the resolution of disputed facts, the reasonableness of the officers' decision to initiate the stop lies beyond question. See Terry v. Ohio, 392 U.S. 1, 30-31, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968). The use of deadly force was either justified or not, depending on the threat Jeffery Sr. posed, but regardless of how a jury resolves those factual disputes, there is no contention that the officers shot Jeffery Sr. in a case of mistaken identity, believing him to be the assailant that prompted the 911 call; they shot him because, they claim, he was aiming a gun at them; his estate counters, with supporting proof, that he was unarmed and compliant. A jury will decide what the circumstances were and whether the officers acted reasonably. But having reasonably initiated the stop outside the cruiser in the middle of the street, the officers were in no position to utilize the description Seata eventually provided to prevent Jeffery Sr.'s death. Accordingly, Plaintiff's Monell claim fails because she cannot establish that the officers' lack of a description acted as the moving force behind the alleged constitutional violation.
In addition to the federal claims brought under § 1983, Plaintiff also asserts wrongful death and survivorship claims against the City and the officers under Ohio law.
The City argues that Ohio Revised Code § 2744.02(A)(1) cloaks it with immunity from such state law torts. That section provides that "a political subdivision is not liable in damages in a civil action for injury, death, or loss to person or property allegedly caused by any act or omission of the political subdivision or an employee of the political subdivision in connection with a governmental or proprietary
Officers Sidoti and Miles claim immunity under § 2744.03(A)(6), which extends immunity to all employees of a political subdivision for actions taken in connection with a governmental or proprietary function unless the employee's conduct was malicious, in bad faith, or wanton or reckless. Ohio Rev.Code § 2744.03(A)(6)(b). Ohio law defines wanton and reckless conduct as
Chesher v. Neyer, 477 F.3d 784, 797 (6th Cir.2007) (quoting Webb v. Edwards, 165 Ohio App.3d 158, 166, 845 N.E.2d 530 (Ohio Ct.App.2005)).
The factual disputes that preclude summary judgment on Plaintiff's § 1983 claims against the officers likewise prevent summary judgment on the state law claims. Based on the facts presented by Plaintiff, a reasonable jury could find that the officers shot an unarmed Jeffery Sr. while he was in the process of complying with their commands. As a result, a genuine issue of material fact remains as to whether the officers acted in a wanton and reckless manner. See Reed v. City of Cleveland, No. 1:04CV0546, 2006 WL 3861082, at *18-19 (N.D.Ohio Sept. 6, 2006) (citing Alley v. Bettencourt, 134 Ohio App.3d 303, 314-315, 730 N.E.2d 1067 (Ohio Ct.App.1999)). Accordingly, the officers' motion for summary judgment on the state law claims is denied.
Defendants' motion for summary judgment is GRANTED in part and DENIED in part. The City of Akron is entitled to summary judgment on all claims asserted against it. The claims against officers Sidoti and Miles remain pending and shall proceed.
The Court will conduct a status conference in this case on September 17, 2010 at 12:00 noon for the purpose of scheduling a trial date.
IT IS SO ORDERED.